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Compliance Consultant

Company: Wells Fargo
Location: Oakland
Posted on: October 16, 2019

Job Description:

Job DescriptionAt Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk.-- The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company.Financial Crimes Risk Management (FCRM) is responsible for oversight of the company's financial crimes related risk: Bank Secrecy Act (BSA), anti-money laundering and terrorist financing, anti-bribery and corruption, the Office of Foreign Assets Control, other global sanctions programs, external fraud, and the Foreign Account Tax Compliance Act.Financial Crimes TRACE Team Review Activities/Testing Lead (CC4)The Financial Crimes Risk Management (FCRM) group within the Corporate Compliance organization is the independent risk management function for the financial crimes risk disciplines which include BSA/AML, Sanctions, OFAC, and Fraud.-- FCRM owns the Global Financial Crimes Risk Management (FCRM) Program that documents how FCRM manages financial crimes risk in a comprehensive and effective manner to protect the Company and its reputation.--The FCRM Targeted Risk and Controls Evaluation (TRACE) Team is responsible for executing targeted reviews in the areas of high and emerging financial crimes risk in accordance with the FCRM TRACE Review Activities Program (RAP).-- These review activities include targeted reviews that are conducted as needed to independently evaluate the adequacy and effectiveness of business processes or activities and mitigating controls.----We currently have an opportunity on our FCRM TRACE Team for an experienced individual contributor to lead the execution of targeted review activities in areas of high and emerging risk.-- As an integral contributing member of the FCRM TRACE Team, you will be responsible for executing targeted reviews (i.e. non-recurring reviews) across the enterprise, as required by the FCRM Review Activities Program.-- You will respond to existing and emerging risks within the lines of business to help identify and size potential issues, ensure proper reporting and escalation, and help define appropriate corrective actions. A successful candidate in this role will work with lines of business and other FCRM functions to identify, assess, and prioritize existing and emerging risks and determine where targeted reviews may be required.-- Additional responsibilities include providing consultation and compliance risk expertise to complex business units, assisting with high risk strategic projects and initiatives, and supporting the risk assessment and exam/audit management teams.A successful candidate in this role will be a highly experienced thought champion with superior critical thinking and analysis skills in areas of high subjectivity (e.g. non-prescriptive/non-recurring areas of review) and strong risk management and internal controls testing experience.Required Qualifications6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of bothDesired QualificationsAdvanced Microsoft Office skillsExcellent verbal, written, and interpersonal communication skillsStrong analytical skills with high attention to detail and accuracyAbility to interact with all levels of an organizationOther Desired QualificationsSuperior critical thinking and analysis skills in areas of high subjectivityAdvanced written and verbal presentation skills; an expectation to produce high quality deliverablesAdvanced analysis skills to formulate relevant conclusions for Senior Management and LeadershipDemonstrated ability to provide proactive and relevant credible challenge with value added feedbackKnowledge of financial crimes legal and regulatory requirements (e.g. BSA/AML, Fraud)Strong technical knowledge of risk management frameworks, internal control objectives and testingDemonstrated experience independently executing audit/compliance reviews with high visibilityUnderstanding of IT systems development and operationsJob ExpectationsAbility to travel up to 5% of the timeDisclaimerAll offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.Relevant military experience is considered for veterans and transitioning service men and women.Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.PandoLogic. Keywords: Regulatory Affairs Consultant, Location: Oakland, CA - 94606

Keywords: Wells Fargo, Alameda , Compliance Consultant, Professions , Oakland, California

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